Past sibos: Singapore 2015

Cross border challenges of intermediated securities: Legal transparency versus operational efficiency

13 October 2015
09:00 to 09:45
Main conference session Conference room 4
Founder
COOConnect
Moderator
Senior Vice President, Head of Legal for Asia Pacific
Brown Brothers Harriman
Global Head of Direct Custody & Clearing
Citi
Global Head of Global Transaction Banking Market Policy
Deutsche Bank
Head of Securities Services and Corporate Agency & Trust
Standard Chartered

Current patterns for intermediated securities face different challenges: negotiability, access to markets for all investors, account holder protection and transparency. Today, the fragmented landscape of securities holdings leads to legal cross-jurisdictional conflicts.
In this session, we will discuss the challenges linked to the current differentiation between direct and indirect holding models, which translate one of today’s regulatory dilemmas: how to ensure a proper balance between low risk and greater proficiency?

Main conference session
13 October 2015
09:00 to 09:45
Main conference session Conference room 1
Main conference session
13 October 2015
09:00 to 09:45
Main conference session Conference room 2