Operational challenges created by regulation and how SWIFT tools can help

701A 2017-10-17T15:30:00.000Z

roomCode
701A
Room
SWIFT Auditorium
Date
-
Head of KYC Compliance Services
SWIFT
Senior Regulatory Advisor Financial Institutions
Commerzbank AG
Hervé Valentin
Head of SWIFTRef
SWIFT
Head of Corporate Affairs
SWIFT

The post financial crisis regulatory avalanche has not stopped yet. Our industry is still in full implementation mode to ensure compliance with various regulations such as MiFID/R, Dodd Frank, FATCA and other recommendations from supranational organisations like BIS and FSB. To address some of the operational challenges these regulations are causing, SWIFT provides a number of valuable and unique tools. During this session you will hear from both customers and SWIFT product managers to discover how SWIFTRef’s Entity Plus can help with regulatory reporting and risk management, and how Bankers World Online and the KYC Registry can assist with due diligence/KYC challenges.

Stream