Broadridge Financial Solutions

Exhibition L1

Broadridge Financial Solutions, Inc. (NYSE:BR) a global fintech leader, provides investor communications and technology-driven solutions for broker-dealers, banks, mutual funds and corporate issuers globally. Broadridge’s investor communications, securities processing and managed services solutions help clients reduce their capital investments in operations infrastructure, allowing them to increase their focus on core business activities. With over 50 years of experience, Broadridge’s infrastructure underpins proxy voting services for over 90 percent of public companies and mutual funds in North America, and processes more than $5 trillion in fixed income and equity trades per day. Broadridge employs approximately 10,000 full-time associates in 16 countries. For more information about Broadridge, please visit www.broadridge.com.

Products on Show

Multi-asset post-trade processing: leading global capital markets solution
Investor communication: global proxy outsource service with complete electronic distribution of shareholder materials and collection of voting for all account holders
Reconciliation & operational control: enterprise reconciliation and trade confirmation matching solutions, trade and transaction reporting
Global SWIFT service: outsourced SWIFT connectivity and operation via shared infrastructure with web-based integration solution for workflow and management control
FX & liquidity: front-to-back component solutions for FX, FX options, exchange-traded futures and options, metals and money market instruments
Revenue & expense management: perform complex calculations, process invoices, validate expenses and streamline processes
Reference data, risk & analytics

Regional offices

New YorkFrankfurtSingaporeHong KongTokyoJohannesburgLondonSydneyTorontoHyderabadPrague

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